Li Susan J's Form 4 filing
Meta Platforms, Inc. (META) · filed Aug 17, 2023
- Accession no.
- 0000950103-23-012230
- Filed
- Aug 17, 2023
- Trade date
- Aug 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 18 non-derivative transactions and 11 derivative transactions. Open-market sales total $9.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Li Susan JCIK 0001739092 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +1,487 | $0.00 | $0 | 87,728 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +2,400 | $0.00 | $0 | 90,128 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +1,499 | $0.00 | $0 | 91,627 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +1,180 | $0.00 | $0 | 92,807 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +4,103 | $0.00 | $0 | 96,910 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | SSaleDisposed | −5,293 | $306.19 | −$1,620,663.67 | 91,617 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +6,791 | $0.00 | $0 | 98,408 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −3,367 | $306.19 | −$1,030,941.73 | 95,041 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +744 | $0.00 | $0 | 95,785 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +1,569 | $0.00 | $0 | 97,354 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +3,005 | $0.00 | $0 | 100,359 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionAcquired | +5,470 | $0.00 | $0 | 105,829 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | SSaleDisposed | −5,350 | $306.19 | −$1,638,116.5 | 100,479 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +6,791 | $0.00 | $0 | 107,270 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −3,367 | $306.19 | −$1,030,941.73 | 103,903 | Indirect | |
| Aug 16, 2023 | Class A Common Stock | SSaleDisposed | −7,959 | $298.54F6 | −$2,376,079.86 | 95,944 | Indirect | |
| Aug 16, 2023 | Class A Common Stock | SSaleDisposed | −5,006 | $299.31F7 | −$1,498,345.86 | 90,938 | Indirect | |
| Aug 16, 2023 | Class A Common Stock | SSaleDisposed | −6,805 | $300.17F8 | −$2,042,656.85 | 84,133 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −1,487 | $0.00 | $0 | 2,974 | Direct | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −2,400 | $0.00 | $0 | 40,789 | Direct | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −1,499 | $0.00 | $0 | 3,000 | Direct | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −1,180 | $0.00 | $0 | 7,081 | Direct | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −4,103 | $0.00 | $0 | 41,027 | Direct | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −6,791 | $0.00 | $0 | 95,074 | Direct | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −744 | $0.00 | $0 | 1,487 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −1,569 | $0.00 | $0 | 3,138 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −3,005 | $0.00 | $0 | 18,029 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | CConversionDisposed | −5,470 | $0.00 | $0 | 54,703 | Indirect | |
| Aug 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −6,791 | $0.00 | $0 | 95,074 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $297.89 to $298.88 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $298.89 to $299.88 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $299.91 to $300.41 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.