Hershberger Rodney's Form 4 filing

PGT Innovations, Inc. (PGTI) · filed Jul 3, 2023

Accession no.: 0000950103-23-009819
Filed: Jul 3, 2023
Trade date: Jun 1-Jul 3, 2023
Filing delay: 32 daysLate
Rule 10b5-1 plan: Checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $135.5K. It was filed 32 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Hershberger RodneyCIK 0001366252	Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Jun 1, 2023	PGTI Common Stock	SSaleDisposed	−2,500	$24.91^F1	−$62,275	1,349,155	Direct
Jul 3, 2023	PGTI Common Stock	SSaleDisposed	−2,500	$29.29^F3	−$73,225	1,346,655	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Reflects the sale of shares of common stock of the Issuer on June 1, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $24.84 to $24.99. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the applicable price range.

Referenced by the price of 1 transaction in Table I.

Reflects the sale of shares of common stock of the Issuer on July 3, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.21 to $29.43. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the applicable price range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)