Kurtz George's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Mar 22, 2023
- Accession no.
- 0000950103-23-004542
- Filed
- Mar 22, 2023
- Trade date
- Mar 21, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.91M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtz GeorgeCIK 0001778564 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2023 | Class A common stock | CConversionAcquired | +35,160 | –F1 | – | 1,063,598 | Direct | |
| Mar 21, 2023 | Class A common stock | SSaleDisposed | −11,699 | $132.73F3 | −$1,552,808.27 | 1,051,899 | Direct | |
| Mar 21, 2023 | Class A common stock | SSaleDisposed | −9,001 | $133.66F4 | −$1,203,073.66 | 1,042,898 | Direct | |
| Mar 21, 2023 | Class A common stock | SSaleDisposed | −12,500 | $134.83F5 | −$1,685,375 | 1,030,398 | Direct | |
| Mar 21, 2023 | Class A common stock | SSaleDisposed | −12,220 | $135.63F6 | −$1,657,398.6 | 1,018,178 | Direct | |
| Mar 21, 2023 | Class A common stock | SSaleDisposed | −13,300 | $136.40F7 | −$1,814,120 | 1,004,878 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2023 | Class B common stock | MOption exerciseDisposed | −87,997 | $0.00 | $0 | 527,984 | Direct | |
| Mar 21, 2023 | Class A common stock | MOption exerciseAcquired | +87,997 | $0.00 | $0 | 1,164,759 | Direct | |
| Mar 21, 2023 | Class A common stock | CConversionDisposed | −35,160 | $0.00 | $0 | 1,129,599 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $132.14 to $133.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $133.14 to $134.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $134.14 to $135.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $135.14 to $136.135. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $136.14 to $136.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.