LaPinska Deborah L's Form 4/A amendment
AmendedPGT Innovations, Inc. (PGTI) · filed Mar 8, 2023
- Accession no.
- 0000950103-23-003859
- Filed
- Mar 8, 2023
- Trade date
- Mar 1, 2023
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 2, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $212.5K. It was filed 7 days after the trade.
This amendment replaces 0000950103-23-003618 (filed Mar 2, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LaPinska Deborah LCIK 0001366233 | Officer (Chief Customer Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | PGTI Common Stock | SSaleDisposed | −10,000 | $21.25 | −$212,500 | 122,612 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 15, 2022.
- F2
The Form 4 filed by the reporting person on March 2, 2023 inadvertently excluded restricted stock granted on March 1, 2023 under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan, which is expected to vest in three equal installments on February 15, 2024, February 15, 2025, and February 15, 2026, subject to the terms of the grant agreement between the Company and the reporting person. This amendment reports all of the shares beneficially owned by the reporting person following the transactions reported on the original Form 4.