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Henry Shawn's Form 4 filing

CrowdStrike Holdings, Inc. (CRWD) · filed Sep 23, 2022

Accession no.
0000950103-22-016360
Filed
Sep 23, 2022
Trade date
Sep 21, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.53M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Henry ShawnCIK 0001808553Officer (Please see remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 21, 2022Class A common stockCConversionAcquired+3,125–F1–183,377Direct
Sep 21, 2022Class A common stockSSaleDisposed−8,823$173.67−$1,532,290.41174,554Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 21, 2022Class B common stockMOption exerciseDisposed−3,125$0.00$00Direct
Sep 21, 2022Class A common stockMOption exerciseAcquired+3,125$0.00$03,125Direct
Sep 21, 2022Class A common stockCConversionDisposed−3,125$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Class B common stock was converted into Class A common stock on a one-for-one basis.

Referenced by the price of 1 transaction in Table I.

Remarks

The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. All reported sales on were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.

Read the full filing on SEC EDGAR (opens in a new tab)