Kurtz George's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Sep 23, 2022
- Accession no.
- 0000950103-22-016358
- Filed
- Sep 23, 2022
- Trade date
- Sep 21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $12.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtz GeorgeCIK 0001778564 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2022 | Class A common stock | CConversionAcquired | +58,204 | –F1 | – | 1,016,513 | Direct | |
| Sep 21, 2022 | Class A common stock | SSaleDisposed | −7,070 | $171.28F3 | −$1,210,949.6 | 1,009,443 | Direct | |
| Sep 21, 2022 | Class A common stock | SSaleDisposed | −12,306 | $172.24F4 | −$2,119,585.44 | 997,137 | Direct | |
| Sep 21, 2022 | Class A common stock | SSaleDisposed | −50,765 | $173.23F5 | −$8,794,020.95 | 946,372 | Direct | |
| Sep 21, 2022 | Class A common stock | SSaleDisposed | −2,425 | $174.07F6 | −$422,119.75 | 943,947 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2022 | Class B common stock | MOption exerciseDisposed | −131,996 | $0.00 | $0 | 703,978 | Direct | |
| Sep 21, 2022 | Class A common stock | MOption exerciseAcquired | +131,996 | $0.00 | $0 | 1,084,196 | Direct | |
| Sep 21, 2022 | Class A common stock | CConversionDisposed | −58,204 | $0.00 | $0 | 1,025,992 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $170.790 to $171.760. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $171.800 to $172.790. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $172.795 to $173.630. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $173.830 to $174.120. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.