Keller Robert Andrew's Form 4/A amendment
AmendedPGT Innovations, Inc. (PGTI) · filed Sep 16, 2022
- Accession no.
- 0000950103-22-015893
- Filed
- Sep 16, 2022
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 2, 2022
This filing lists no transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $104.2K.
This amendment restates part of 0000950103-22-013613 (filed Aug 2, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keller Robert AndrewCIK 0001732725 | Officer (Sr. V.P. of Cust. Str & Innov.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000950103-22-013613 (filed Aug 2, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2022 | PGTI Common Stock | SSaleDisposed | −4,746 | $21.95 | −$104,174.7 | 54,904 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 filed by the reporting person on August 2, 2022 inadvertently excluded 482 shares of PGTI Common Stock acquired by the reporting person under the issuer's Employee Stock Purchase Plan. This amendment reports all of the shares beneficially owned by the reporting person following the transactions reported on the original Form 4.