Campos Carlos Alberto Rohm's Form 4 filing
LIV Capital Acquisition Corp. II (LIVB) · filed Aug 18, 2022
- Accession no.
- 0000950103-22-014211
- Filed
- Aug 18, 2022
- Trade date
- Dec 6, 2021-Aug 16, 2022
- Filing delay
- 255 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 derivative transactions. It was filed 255 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Campos Carlos Alberto RohmCIK 0001806401 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Class B Ordinary Shares | JOtherAcquired | +20,000 | –F1 | – | 20,000 | Direct | |
| Dec 6, 2021 | Class B Ordinary Shares | PPurchaseAcquired | +40,000 | –F2 | – | 40,000 | Direct | |
| Dec 6, 2021 | Warrants (right to buy) | PPurchaseAcquired | +40,000 | –F2 | – | 40,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 17, 2022, LIV Capital Acquisition Corp. II, Covalto Ltd. and Covalto Merger Sub Ltd. entered into a Business Combination Agreement (the "Agreement"). In connection with, and prior to, the execution of the Agreement, LIV Capital Acquisition Sponsor II, L.P. (the "Sponsor") granted to the Reporting Person Class S Units representing a right to receive Class B Ordinary Shares ("Class S Units").
Referenced by the price of 1 transaction in Table II.
- F2
The price paid for each Unit (described herein) was $5.00 per unit. Each Unit comprised one Class B Ordinary Share (in the form of a Class S Unit) and one private warrant (in the form of a Class W Unit). The Class S Units and Class W Units did not include an expiration date.
Referenced by the price of 2 transactions in Table II.