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Kurtz George's Form 4 filing

CrowdStrike Holdings, Inc. (CRWD) · filed Mar 23, 2022

Accession no.
0000950103-22-005155
Filed
Mar 23, 2022
Trade date
Mar 21, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $15.2M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kurtz GeorgeCIK 0001778564Director, Officer (PRESIDENT AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 21, 2022Class A common stockCConversionAcquired+56,493–F1–985,790Direct
Mar 21, 2022Class A common stockSSaleDisposed−3,063$196.31F3−$601,297.53982,727Direct
Mar 21, 2022Class A common stockSSaleDisposed−12,550$197.13F4−$2,473,981.5970,177Direct
Mar 21, 2022Class A common stockSSaleDisposed−7,242$198.00F5−$1,433,916962,935Direct
Mar 21, 2022Class A common stockSSaleDisposed−3,506$199.20F6−$698,395.2959,429Direct
Mar 21, 2022Class A common stockSSaleDisposed−4,913$200.03F7−$982,747.39954,516Direct
Mar 21, 2022Class A common stockSSaleDisposed−9,884$201.17F8−$1,988,364.28944,632Direct
Mar 21, 2022Class A common stockSSaleDisposed−6,828$202.27F9−$1,381,099.56937,804Direct
Mar 21, 2022Class A common stockSSaleDisposed−10,896$203.32F10−$2,215,374.72926,908Direct
Mar 21, 2022Class A common stockSSaleDisposed−15,286$204.12F11−$3,120,178.32911,622Direct
Mar 21, 2022Class A common stockSSaleDisposed−1,633$205.12F12−$334,960.96909,989Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 21, 2022Class B common stockMOption exerciseDisposed−131,996$0.00$0967,970Direct
Mar 21, 2022Class A common stockMOption exerciseAcquired+131,996$0.00$01,934,169Direct
Mar 21, 2022Class A common stockCConversionDisposed−56,493$0.00$01,877,676Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Class B common stock was converted into Class A common stock on a one-for-one basis.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $195.65 to $196.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $196.65 to $197.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $197.65 to $198.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $198.70 to $199.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $199.70 to $200.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $200.72 to $201.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $201.72 to $202.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $202.72 to $203.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $203.72 to $204.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $204.91 to $205.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.

Read the full filing on SEC EDGAR (opens in a new tab)