Kurtz George's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Dec 22, 2021
- Accession no.
- 0000950103-21-020125
- Filed
- Dec 22, 2021
- Trade date
- Dec 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $14.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtz GeorgeCIK 0001778564 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Class A common stock | CConversionAcquired | +58,225 | –F1 | – | 924,275 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −4,226 | $200.97F3 | −$849,299.22 | 920,049 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −7,222 | $201.88F4 | −$1,457,977.36 | 912,827 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −4,900 | $202.80F5 | −$993,720 | 907,927 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −8,970 | $203.82F6 | −$1,828,265.4 | 898,957 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −9,480 | $205.06F7 | −$1,943,968.8 | 889,477 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −10,549 | $205.86F8 | −$2,171,617.14 | 878,928 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −14,872 | $206.99F9 | −$3,078,355.28 | 864,056 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −7,267 | $207.98F10 | −$1,511,390.66 | 856,789 | Direct | |
| Dec 21, 2021 | Class A common stock | SSaleDisposed | −1,354 | $208.64F11 | −$282,498.56 | 855,435 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Class B common stock | MOption exerciseDisposed | −131,996 | $0.00 | $0 | 1,099,966 | Direct | |
| Dec 20, 2021 | Class A common stock | MOption exerciseAcquired | +131,996 | $0.00 | $0 | 1,860,398 | Direct | |
| Dec 21, 2021 | Class A common stock | CConversionDisposed | −58,225 | $0.00 | $0 | 1,802,173 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $200.325 to $201.305. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $201.340 to $202.325. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $202.390 to $203.360. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $203.420 to $204.335. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $204.440 to $205.435. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $205.460 to $206.430. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $206.460 to $207.440. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $207.470 to $208.415. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $208.495 to $208.840. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.