Baldwin Insurance Group Holdings, LLC's Form 4 filing
Baldwin Insurance Group, Inc. (BWIN) · filed Dec 7, 2021
- Accession no.
- 0000950103-21-019448
- Filed
- Dec 7, 2021
- Trade date
- Dec 3, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baldwin Insurance Group Holdings, LLCCIK 0001787620 | 10% Owner, Other: Member of 10% Owner Group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Class B Common Stock | SSaleDisposed | −500,000 | $0.00F1 | $0 | 15,951,478 | Direct | |
| Dec 3, 2021 | Class B Common Stock | SSaleDisposed | −70,000 | $0.00 | $0 | 15,881,478 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Class A Common Stock | SSaleDisposed | −500,000 | $0.00F1 | $0 | 15,951,478 | Direct | |
| Dec 3, 2021 | Class A Common Stock | SSaleDisposed | −70,000 | $0.00 | $0 | 15,881,478 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These securities were transferred to a trust affiliated with Lowry Baldwin in exchange for a corresponding reduction in such trust's ownership of the reporting person.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.