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Crestview Partners II GP, L.P.'s Form 4 filing

Victory Capital Holdings, Inc. (VCTR) · filed Nov 23, 2021

Accession no.
0000950103-21-018323
Filed
Nov 23, 2021, 4:28 PM ET
Trade date
Nov 22-23, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $106.6M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crestview Partners II GP, L.P.CIK 0001505639Director, 10% Owner
Crestview Advisors, L.L.C.CIK 0001559054Director, 10% Owner
Crestview Victory, L.P.CIK 0001703029Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Class A Common StockCConversionAcquired+3,646,251––3,646,251Indirect
Nov 22, 2021Class A Common StockSSaleDisposed−3,136,231$34.00−$106,631,854510,020Indirect
Nov 22, 2021Class A Common StockJOtherDisposed−510,020––0Indirect
Nov 23, 2021Class A Common StockCConversionAcquired+31,615,813––31,615,813Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 22, 2021Class A Common StockCConversionDisposed−3,646,251––31,615,813Indirect
Nov 23, 2021Class A Common StockCConversionDisposed−31,615,813––0Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)