Zuckerberg Mark's Form 4 filing
Meta Platforms, Inc. (META) · filed Nov 3, 2021
- Accession no.
- 0000950103-21-017342
- Filed
- Nov 3, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 22 non-derivative transactions and 1 derivative transaction. Open-market sales total $18.5M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zuckerberg MarkCIK 0001548760 | Director, Officer (COB and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Class A Common Stock | CConversionAcquired | +46,098 | $0.00 | $0 | 46,098 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,220 | $324.16F3 | −$395,475.2 | 44,878 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −4,415 | $325.74F4 | −$1,438,142.1 | 40,463 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −5,135 | $326.71F5 | −$1,677,655.85 | 35,328 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −10,814 | $327.78F6 | −$3,544,612.92 | 24,514 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −3,643 | $328.73F7 | −$1,197,563.39 | 20,871 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −5,252 | $329.70F8 | −$1,731,584.4 | 15,619 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −7,098 | $330.64F9 | −$2,346,882.72 | 8,521 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −5,309 | $331.72F10 | −$1,761,101.48 | 3,212 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,919 | $332.55F11 | −$638,163.45 | 1,293 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,189 | $334.06F12 | −$397,197.34 | 104 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −104 | $334.74F13 | −$34,812.96 | 0 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −191 | $324.01F15 | −$61,885.91 | 669,152 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −636 | $325.68F17 | −$207,132.48 | 668,516 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,132 | $326.58F18 | −$369,688.56 | 667,384 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,922 | $327.70F19 | −$629,839.4 | 665,462 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −535 | $328.48F20 | −$175,736.8 | 664,927 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,421 | $329.72F21 | −$468,532.12 | 663,506 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,597 | $330.72F22 | −$528,159.84 | 661,909 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,917 | $331.63F23 | −$635,734.71 | 659,992 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −379 | $333.32F24 | −$126,328.28 | 659,613 | Indirect | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −307 | $333.87F25 | −$102,498.09 | 659,306 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Class A Common Stock | CConversionDisposed | −46,098 | $0.00 | $0 | 343,668,991 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.945 to $324.59 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.17 to $326.155 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.17 to $327.15 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.17 to $328.16 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.17 to $329.155 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.185 to $330.18 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.19 to $331.185 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.245 to $332.24 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.29 to $333.10 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.67 to $334.655 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.67 to $334.745 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.92 to $324.025 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.135 to $326.01 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F18
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.15 to $327.055 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F19
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.18 to $328.15 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F20
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.18 to $328.71 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F21
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.19 to $330.135 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F22
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.23 to $331.17 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F23
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.27 to $332.145 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F24
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.675 to $333.67 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F25
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.84 to $333.925 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
The first of two Forms 4 being filed to report transactions by the reporting person occurring on November 2, 2021. The Class A Common Stock and Class B Common Stock holdings for the Mark Zuckerberg Trust dated July 7, 2006 are reported on the second of these two forms.