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Zuckerberg Mark's Form 4 filing

Meta Platforms, Inc. (META) · filed Nov 1, 2021

Accession no.
0000950103-21-017101
Filed
Nov 1, 2021
Trade date
Oct 29, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 23 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.0M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuckerberg MarkCIK 0001548760Director, Officer (COB and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 29, 2021Class A Common StockCConversionAcquired+1,388,700$0.00$01,388,700Indirect
Oct 29, 2021Class A Common StockGGiftDisposed−1,115,300$0.00$0273,400Indirect
Oct 29, 2021Class A Common StockGGiftDisposed−232,400$0.00$041,000Indirect
Oct 29, 2021Class A Common StockGGiftAcquired+232,400$0.00$0232,400Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−1,091$320.14F5−$349,272.7439,909Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−1,375$321.08F6−$441,48538,534Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−8,510$322.39F7−$2,743,538.930,024Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−12,624$323.27F8−$4,080,960.4817,400Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−12,300$324.30F9−$3,988,8905,100Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−5,100$325.15F10−$1,658,2650Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−400$320.62F12−$128,248689,786Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−500$321.69F14−$160,845689,286Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−2,250$322.75F15−$726,187.5687,036Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−2,142$323.73F16−$693,429.66684,894Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−1,958$324.69F17−$635,743.02682,936Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−250$325.48F18−$81,370682,686Indirect
Oct 29, 2021Class A Common StockCConversionAcquired+4,200$0.00$04,200Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−230$320.62F21−$73,742.63,970Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−390$321.84F22−$125,517.63,580Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−1,390$322.84F23−$448,747.62,190Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−1,096$323.78F24−$354,862.881,094Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−1,024$324.74F25−$332,533.7670Indirect
Oct 29, 2021Class A Common StockSSaleDisposed−70$325.41F26−$22,778.70Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 29, 2021Class A Common StockCConversionDisposed−1,388,700$0.00$0343,767,857Indirect
Oct 29, 2021Class A Common StockCConversionDisposed−4,200$0.00$04,428,267Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.69 to $320.67 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.69 to $321.68 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.78 to $322.77 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.79 to $323.78 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.79 to $324.75 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.79 to $325.68 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.15 to $320.92 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.18 to $322.085 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.25 to $323.24 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.28 to $324.20 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.28 to $325.23 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.28 to $325.64 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.15 to $320.97 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F22

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.30 to $322.29 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F23

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.32 to $323.30 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F24

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.33 to $324.26 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F25

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.37 to $325.34 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F26

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.39 to $325.45 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)