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Zuckerberg Mark's Form 4 filing

Meta Platforms, Inc. (META) · filed Oct 13, 2021

Accession no.
0000950103-21-015878
Filed
Oct 13, 2021
Trade date
Oct 13, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.1M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuckerberg MarkCIK 0001548760Director, Officer (COB and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 13, 2021Class A Common StockCConversionAcquired+41,000$0.00$041,000Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−3,892$323.67F3−$1,259,723.6437,108Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−19,948$324.42F4−$6,471,530.1617,160Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−12,360$325.32F5−$4,020,955.24,800Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−4,800$326.35F6−$1,566,4800Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−500$323.53F8−$161,765809,886Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−3,832$324.41F10−$1,243,139.12806,054Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−2,168$325.28F11−$705,207.04803,886Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−1,000$326.39F12−$326,390802,886Indirect
Oct 13, 2021Class A Common StockCConversionAcquired+4,200$0.00$04,200Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−1,160$323.98F15−$375,816.83,040Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−1,890$324.77F16−$613,815.31,150Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−800$325.66F17−$260,528350Indirect
Oct 13, 2021Class A Common StockSSaleDisposed−350$326.55F18−$114,292.50Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 13, 2021Class A Common StockCConversionDisposed−41,000$0.00$0345,667,757Indirect
Oct 13, 2021Class A Common StockCConversionDisposed−4,200$0.00$04,487,117Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.94 to $323.92 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.95 to $324.94 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.95 to $325.92 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.95 to $326.76 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.95 to $323.79 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.95 to $324.94 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.95 to $325.905 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.97 to $326.77 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.23 to $324.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.26 to $325.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.29 to $326.26 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.30 to $326.76 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)