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Zuckerberg Mark's Form 4 filing

Meta Platforms, Inc. (META) · filed Oct 12, 2021

Accession no.
0000950103-21-015801
Filed
Oct 12, 2021
Trade date
Oct 8, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 17 non-derivative transactions and 2 derivative transactions. Open-market sales total $25.6M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuckerberg MarkCIK 0001548760Director, Officer (COB and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 8, 2021Class A Common StockCConversionAcquired+55,953$0.00$055,953Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−3,239$329.70F3−$1,067,898.352,714Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−14,731$330.49F4−$4,868,448.1937,983Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−26,930$331.50F5−$8,927,29511,053Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−9,130$332.30F6−$3,033,8991,923Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−1,923$333.16F7−$640,666.680Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−400$329.50F9−$131,800841,476Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−4,250$330.48F11−$1,404,540837,226Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−6,790$331.48F12−$2,250,749.2830,436Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−3,150$332.26F13−$1,046,619827,286Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−350$333.10F14−$116,585826,936Indirect
Oct 8, 2021Class A Common StockCConversionAcquired+6,300$0.00$06,300Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−470$329.77F17−$154,991.95,830Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−1,900$330.60F18−$628,1403,930Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−3,060$331.60F19−$1,014,696870Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−780$332.59F20−$259,420.290Indirect
Oct 8, 2021Class A Common StockSSaleDisposed−90$333.19F21−$29,987.10Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 8, 2021Class A Common StockCConversionDisposed−55,953$0.00$0345,793,657Indirect
Oct 8, 2021Class A Common StockCConversionDisposed−6,300$0.00$04,500,317Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.98 to $329.97 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.98 to $330.96 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.99 to $331.98 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.99 to $332.97 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.00 to $333.27 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.93 to $329.90 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.94 to $330.87 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.94 to $331.93 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.94 to $332.91 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.08 to $333.14 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.09 to $330.07 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.12 to $331.10 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.14 to $332.12 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.14 to $333.13 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.17 to $333.20 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)