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Zuckerberg Mark's Form 4 filing

Meta Platforms, Inc. (META) · filed Oct 6, 2021

Accession no.
0000950103-21-015576
Filed
Oct 6, 2021
Trade date
Oct 4, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 24 non-derivative transactions and 1 derivative transaction. Open-market sales total $17.9M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuckerberg MarkCIK 0001548760Director, Officer (COB and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 4, 2021Class A Common StockCConversionAcquired+45,000$0.00$045,000Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−6,700$323.63F3−$2,168,32138,300Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−8,215$324.51F4−$2,665,849.6530,085Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−5,085$325.53F5−$1,655,320.0525,000Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−2,657$326.45F6−$867,377.6522,343Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−3,703$327.47F7−$1,212,621.4118,640Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−2,700$328.45F8−$886,81515,940Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−2,900$329.86F9−$956,59413,040Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−5,200$330.65F10−$1,719,3807,840Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−4,340$331.65F11−$1,439,3613,500Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−2,100$332.74F12−$698,7541,400Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−400$333.76F13−$133,5041,000Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−1,000$335.47F14−$335,4700Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−1,700$323.83F16−$550,511894,146Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−1,151$324.82F18−$373,867.82892,995Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−1,075$325.83F19−$350,267.25891,920Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−700$327.45F20−$229,215891,220Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−574$328.46F21−$188,536.04890,646Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−950$329.96F22−$313,462889,696Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−1,000$330.69F23−$330,690888,696Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−1,204$331.67F24−$399,330.68887,492Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−700$332.78F25−$232,946886,792Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−50$333.80−$16,690886,742Indirect
Oct 4, 2021Class A Common StockSSaleDisposed−400$335.70−$134,280886,342Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 4, 2021Class A Common StockCConversionDisposed−45,000$0.00$0346,016,686Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.00 to $323.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.00 to $324.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.00 to $325.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.00 to $326.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.01 to $327.96 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.09 to $328.98 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.23 to $330.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.24 to $331.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.28 to $332.22 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.45 to $332.98 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.57 to $333.85 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.86 to $335.70 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.33 to $324.32 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.40 to $325.34 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.42 to $326.40 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.97 to $327.92 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.00 to $328.94 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F22

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.26 to $330.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F23

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.26 to $331.24 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F24

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.31 to $332.30 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F25

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.39 to $333.15 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

The first of two Forms 4 being filed to report transactions by the reporting person occurring on October 4, 2021. The Class A Common Stock and Class B Common Stock holdings for the Mark Zuckerberg Trust dated July 7, 2006 are reported on the second of these two forms.

Read the full filing on SEC EDGAR (opens in a new tab)