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Zuckerberg Mark's Form 4 filing

Meta Platforms, Inc. (META) · filed Oct 4, 2021

Accession no.
0000950103-21-015406
Filed
Oct 4, 2021
Trade date
Sep 30, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 17 non-derivative transactions and 2 derivative transactions. Open-market sales total $26.4M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuckerberg MarkCIK 0001548760Director, Officer (COB and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 30, 2021Class A Common StockCConversionAcquired+56,000$0.00$056,000Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−2,500$338.87F3−$847,17553,500Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−11,504$339.80F4−$3,909,059.241,996Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−15,000$340.77F5−$5,111,55026,996Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−24,596$341.68F6−$8,403,961.282,400Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−2,400$342.40F7−$821,7600Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−800$338.96F9−$271,168925,046Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−3,500$339.87F11−$1,189,545921,546Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−4,990$340.91F12−$1,701,140.9916,556Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−5,460$341.76F13−$1,866,009.6911,096Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−250$342.44F14−$85,610910,846Indirect
Sep 30, 2021Class A Common StockCConversionAcquired+6,300$0.00$06,300Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−380$339.02F17−$128,827.65,920Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−1,293$339.89F18−$439,477.774,627Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−2,058$340.92F19−$701,613.362,569Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−2,329$341.77F20−$795,982.33240Indirect
Sep 30, 2021Class A Common StockSSaleDisposed−240$342.41F21−$82,178.40Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 30, 2021Class A Common StockCConversionDisposed−56,000$0.00$0346,117,686Indirect
Sep 30, 2021Class A Common StockCConversionDisposed−6,300$0.00$04,536,536Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.22 to $339.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.27 to $340.24 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.27 to $341.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.27 to $342.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.27 to $342.80 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.35 to $339.34 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.37 to $340.36 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.38 to $341.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.38 to $342.34 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.43 to $342.45 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.34 to $339.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.34 to $340.265 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.36 to $341.35 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.36 to $342.35 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.36 to $342.45 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)