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Zuckerberg Mark's Form 4 filing

Meta Platforms, Inc. (META) · filed Sep 22, 2021

Accession no.
0000950103-21-014419
Filed
Sep 22, 2021
Trade date
Sep 21, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 16 non-derivative transactions and 2 derivative transactions. Open-market sales total $27.7M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuckerberg MarkCIK 0001548760Director, Officer (COB and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 21, 2021Class A Common StockCConversionAcquired+56,000$0.00$056,000Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−5,037$356.01F3−$1,793,222.3750,963Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−18,550$357.09F4−$6,624,019.532,413Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−16,489$357.99F5−$5,902,897.1115,924Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−13,637$359.01F6−$4,895,819.372,287Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−2,287$359.77F7−$822,793.990Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−1,889$356.22F9−$672,899.581,028,957Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−6,574$357.30F11−$2,348,890.21,022,383Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−3,522$358.32F12−$1,262,003.041,018,861Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−3,015$359.26F13−$1,083,168.91,015,846Indirect
Sep 21, 2021Class A Common StockCConversionAcquired+6,300$0.00$06,300Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−654$356.04F16−$232,850.165,646Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−2,843$357.23F17−$1,015,604.892,803Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−1,197$358.12F18−$428,669.641,606Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−1,280$359.03F19−$459,558.4326Indirect
Sep 21, 2021Class A Common StockSSaleDisposed−326$359.90F20−$117,327.40Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 21, 2021Class A Common StockCConversionDisposed−56,000$0.00$0346,509,686Indirect
Sep 21, 2021Class A Common StockCConversionDisposed−6,300$0.00$04,580,636Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.54 to $356.47 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.55 to $357.54 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.58 to $358.57 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.59 to $359.56 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.68 to $359.86 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.75 to $356.73 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.75 to $357.68 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.78 to $358.715 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.87 to $359.82 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.55 to $356.47 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.67 to $357.62 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.68 to $358.66 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.70 to $359.69 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.81 to $359.97 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)