Kurtz George's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Sep 22, 2021
- Accession no.
- 0000950103-21-014413
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $17.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtz GeorgeCIK 0001778564 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2021 | Class A common stock | CConversionAcquired | +57,856 | –F1 | – | 934,476 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −1,700 | $253.51F3 | −$430,967 | 932,776 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −2,500 | $254.65F4 | −$636,625 | 930,276 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −14,304 | $255.89F5 | −$3,660,250.56 | 915,972 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −23,852 | $256.54F6 | −$6,118,992.08 | 892,120 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −9,243 | $257.73F7 | −$2,382,198.39 | 882,877 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −14,932 | $258.59F8 | −$3,861,265.88 | 867,945 | Direct | |
| Sep 21, 2021 | Class A common stock | SSaleDisposed | −1,895 | $259.41F9 | −$491,581.95 | 866,050 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Class B common stock | MOption exerciseDisposed | −131,996 | $0.00 | $0 | 1,231,962 | Direct | |
| Sep 20, 2021 | Class A common stock | MOption exerciseAcquired | +131,996 | $0.00 | $0 | 1,786,258 | Direct | |
| Sep 21, 2021 | Class A common stock | CConversionDisposed | −57,856 | $0.00 | $0 | 1,728,402 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $252.975 to $253.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $254.03 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $255.12 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $256.12 to $257.105. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $257.12 to $258.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $258.17 to $259.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $259.19 to $259.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.