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Zuckerberg Mark's Form 4 filing

Meta Platforms, Inc. (META) · filed Sep 15, 2021

Accession no.
0000950103-21-014040
Filed
Sep 15, 2021
Trade date
Sep 14, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $29.1M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuckerberg MarkCIK 0001548760Director, Officer (COB and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2021Class A Common StockCConversionAcquired+56,000$0.00$056,000Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−14,639$375.92F3−$5,503,092.8841,361Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−27,544$376.75F4−$10,377,20213,817Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−13,617$377.66F5−$5,142,596.22200Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−200$378.47F6−$75,6940Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−4,700$375.97F8−$1,767,0591,101,146Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−6,900$376.82F10−$2,600,0581,094,246Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−3,350$377.68F11−$1,265,2281,090,896Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−50$378.47−$18,923.51,090,846Indirect
Sep 14, 2021Class A Common StockCConversionAcquired+6,300$0.00$06,300Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−1,570$375.90F14−$590,1634,730Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−2,950$376.73F15−$1,111,353.51,780Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−1,760$377.62F16−$664,611.220Indirect
Sep 14, 2021Class A Common StockSSaleDisposed−20$378.53−$7,570.60Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 14, 2021Class A Common StockCConversionDisposed−56,000$0.00$0346,789,686Indirect
Sep 14, 2021Class A Common StockCConversionDisposed−6,300$0.00$04,612,136Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $375.27 to $376.26 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $376.27 to $377.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.27 to $378.08 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $378.45 to $378.49 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $375.36 to $376.33 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $376.36 to $377.35 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.38 to $378.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $375.24 to $376.22 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $376.26 to $377.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.26 to $378.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)