Godshall Douglas Evan's Form 4/A amendment
AmendedShockwave Medical, Inc. (SWAV) · filed Aug 27, 2021
- Accession no.
- 0000950103-21-013102
- Filed
- Aug 27, 2021
- Trade date
- Aug 26, 2020
- Filing delay
- 366 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 27, 2020
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.02M. It was filed 366 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2020 | Common Stock | MOption exerciseAcquired | +17,005 | $3.42 | +$58,157.1 | 115,364 | Direct | |
| Aug 26, 2020 | Common Stock | SSaleDisposed | −17,005 | $60.01 | −$1,020,470.05 | 98,359 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2020 | Common Stock | MOption exerciseDisposed | −17,005 | $0.00 | $0 | 945,648 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.