Godshall Douglas Evan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Aug 20, 2021
- Accession no.
- 0000950103-21-012690
- Filed
- Aug 20, 2021
- Trade date
- Aug 18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.46M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Common Stock | MOption exerciseAcquired | +45,000 | $3.42 | +$153,900 | 181,856 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −1,700 | $183.89 | −$312,613 | 180,156 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −1,700 | $184.72 | −$314,024 | 178,456 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −1,359 | $185.52 | −$252,121.68 | 177,097 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −8,273 | $186.86 | −$1,545,892.78 | 168,824 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −12,274 | $187.69 | −$2,303,707.06 | 156,550 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −7,212 | $188.84 | −$1,361,914.08 | 149,338 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −7,882 | $189.67 | −$1,494,978.94 | 141,456 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −3,500 | $190.66 | −$667,310 | 137,956 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −1,100 | $191.73 | −$210,903 | 136,856 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Common Stock | MOption exerciseDisposed | −45,000 | $0.00 | $0 | 546,804 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.