Zacharias Isaac's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Aug 18, 2021
- Accession no.
- 0000950103-21-012568
- Filed
- Aug 18, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $747.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zacharias IsaacCIK 0001768265 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +1,563 | $6.71 | +$10,487.73 | 60,983 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +2,437 | $4.03 | +$9,821.11 | 63,420 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −900 | $183.24 | −$164,916 | 62,520 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −600 | $183.81 | −$110,286 | 61,920 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −128 | $185.04 | −$23,685.12 | 61,792 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −800 | $187.29 | −$149,832 | 60,992 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −102 | $188.31 | −$19,207.62 | 60,890 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −800 | $190.08 | −$152,064 | 60,090 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −670 | $190.87 | −$127,882.9 | 59,420 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −1,563 | $0.00 | $0 | 54,759 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −2,437 | $0.00 | $0 | 54,176 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.