Zacharias Isaac's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Jul 16, 2021
- Accession no.
- 0000950103-21-010605
- Filed
- Jul 16, 2021
- Trade date
- Jul 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $662.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zacharias IsaacCIK 0001768265 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $6.71 | +$26,840 | 63,420 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −368 | $160.56 | −$59,086.08 | 63,052 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −200 | $161.64 | −$32,328 | 62,852 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −100 | $162.41 | −$16,241 | 62,752 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −895 | $164.28 | −$147,030.6 | 61,857 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −600 | $165.15 | −$99,090 | 61,257 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −1,000 | $166.51 | −$166,510 | 60,257 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −500 | $168.41 | −$84,205 | 59,757 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −100 | $169.14 | −$16,914 | 59,657 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −237 | $171.11 | −$40,553.07 | 59,420 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 56,322 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.