Kurtz George's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Jul 1, 2021
- Accession no.
- 0000950103-21-009879
- Filed
- Jul 1, 2021
- Trade date
- Jun 29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $17.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtz GeorgeCIK 0001778564 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2021 | Class A common stock | CConversionAcquired | +58,601 | –F1 | – | 405,901 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −11,333 | $251.96F3 | −$2,855,462.68 | 394,568 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −19,967 | $252.93F4 | −$5,050,253.31 | 374,601 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −15,079 | $253.70F5 | −$3,825,542.3 | 359,522 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −11,402 | $254.78F6 | −$2,905,001.56 | 348,120 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −4,200 | $255.96F7 | −$1,075,032 | 343,920 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −3,400 | $256.73F8 | −$872,882 | 340,520 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −400 | $257.82F9 | −$103,128 | 340,120 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −2,800 | $259.09F10 | −$725,452 | 337,320 | Direct | |
| Jun 29, 2021 | Class A common stock | SSaleDisposed | −700 | $259.63F11 | −$181,741 | 336,620 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2021 | Class B common stock | MOption exerciseDisposed | −131,996 | $0.00 | $0 | 1,363,958 | Direct | |
| Jun 29, 2021 | Class A common stock | MOption exerciseAcquired | +131,996 | $0.00 | $0 | 1,712,863 | Direct | |
| Jun 29, 2021 | Class A common stock | CConversionDisposed | −58,601 | $0.00 | $0 | 1,654,262 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $251.34 to $252.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $252.34 to $253.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $253.34 to $254.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $254.345 to $255.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $255.34 to $256.295. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $256.41 to $257.2425. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $257.55 to $258.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $258.59 to $259.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $259.59 to $259.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.