Tumminello Peter I's Form 4/A amendment
AmendedDT Midstream, Inc. (DTM) · filed Dec 6, 2024
- Accession no.
- 0000947871-24-000989
- Filed
- Dec 6, 2024
- Trade date
- Oct 13, 2022-Oct 14, 2024
- Filing delay
- 785 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 6, 2024
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market purchases total $41.8K. It was filed 785 days after the trade.
This amendment replaces 0000947871-24-000658 (filed Aug 6, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tumminello Peter ICIK 0001491158 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2022 | Common Stock | PPurchaseAcquired | +35.32 | $54.36 | +$1,920 | 3,035,323 | Direct | |
| Jan 12, 2023 | Common Stock | PPurchaseAcquired | +35.34 | $54.96 | +$1,942.29 | 3,070.67 | Direct | |
| Apr 13, 2023 | Common Stock | PPurchaseAcquired | +43.22 | $49.02 | +$2,118.64 | 3,113.89 | Direct | |
| Jul 13, 2023 | Common Stock | PPurchaseAcquired | +106.37 | $52.64 | +$5,599.32 | 10,108.26 | Direct | |
| Oct 12, 2023 | Common Stock | PPurchaseAcquired | +103.62 | $54.74 | +$5,672.16 | 10,877.87 | Direct | |
| Jan 11, 2024 | Common Stock | PPurchaseAcquired | +108 | $53.18 | +$5,743.44 | 10,985.88 | Direct | |
| Apr 11, 2024 | Common Stock | PPurchaseAcquired | +98.39 | $62.99 | +$6,197.59 | 11,084.27 | Direct | |
| Jul 12, 2024 | Common Stock | PPurchaseAcquired | +88.14 | $71.13 | +$6,269.4 | 11,172.41 | Direct | |
| Aug 2, 2024 | Common Stock | MOption exerciseAcquired | +699 | –F3 | – | 11,871.41 | Direct | |
| Oct 14, 2024 | Common Stock | PPurchaseAcquired | +73.42 | $86.28 | +$6,334.68 | 11,944.82 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2024 | Common Stock | MOption exerciseDisposed | −604.25 | $0.00 | $0 | 1,208.5 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amended Form 4 amends and restates the Form 4 previously filed by the Reporting Person on August 6, 2024 to report previously unreported dividend reinvestment transactions. Share amounts set forth in Column 5 of Table I reflect the number of securities beneficially owned following the reported transaction.
- F2
Includes 94.75 dividend equivalent rights accrued on restricted stock units that were settled in connection with the settlement of the restricted stock units. Each dividend equivalent right is the economic equivalent of one share of the Issuer's common stock with any fractional shares being paid in cash.
- F3
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash.
Referenced by the price of 1 transaction in Table I.
- F4
This restricted stock unit vested 25% on August 2, 2023 and 25% on August 2, 2024 and will vest 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.