Gordon Carl L's Form 4 filing
Tessera Defense & Homeland Security Inc. (HLSQ) · filed May 20, 2024
- Accession no.
- 0000947871-24-000498
- Filed
- May 20, 2024, 4:39 PM ET
- Trade date
- May 15, 2024
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.28K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gordon Carl LCIK 0001282930 | 10% Owner |
| OrbiMed Israel GP Ltd.CIK 0001569590 | 10% Owner |
| OrbiMed Israel BioFund GP Limited PartnershipCIK 0001569821 | 10% Owner |
| Chimovits ErezCIK 0001706399 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | XIn-the-money exerciseAcquired | +9,280,408 | $0.244 | +$2,264,419.55 | 13,797,997 | Indirect | |
| May 15, 2024 | Common Stock | SSaleDisposed | −24,344 | $0.3812 | −$9,279.93 | 13,773,653 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | XIn-the-money exerciseDisposed | −9,280,408 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.