Intercontinental Exchange Holdings, Inc.'s Form 4 filing
Bakkt, Inc. (BKKT) · filed Apr 29, 2024
- Accession no.
- 0000947871-24-000421
- Filed
- Apr 29, 2024, 9:11 PM ET
- Trade date
- Apr 25, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $304.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Intercontinental Exchange Holdings, Inc.CIK 0001174746 | 10% Owner |
| Intercontinental Exchange, Inc.CIK 0001571949 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2024 | Class A Common Stock | PPurchaseAcquired | +350,880 | $0.867 | +$304,212.96 | 649,934 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2024 | Class A Common Stock | PPurchaseAcquired | +175,440 | $0.867 | +$152,106.48 | 230,680 | Indirect | |
| Apr 25, 2024 | Class A Common Stock | PPurchaseAcquired | +175,440 | $0.867 | +$152,106.48 | 230,680 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.