Intercontinental Exchange Holdings, Inc.'s Form 4 filing
Bakkt, Inc. (BKKT) · filed Mar 4, 2024
- Accession no.
- 0000947871-24-000254
- Filed
- Mar 4, 2024, 5:34 PM ET
- Trade date
- Mar 4, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $2.39M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Intercontinental Exchange Holdings, Inc.CIK 0001174746 | 10% Owner |
| Intercontinental Exchange, Inc.CIK 0001571949 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Class A Common Stock | PPurchaseAcquired | +2,762,009 | $0.867 | +$2,394,661.8 | 7,476,345 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Class A Common Stock | PPurchaseAcquired | +1,381,004 | $0.867 | +$1,197,330.47 | 1,381,004 | Indirect | |
| Mar 4, 2024 | Class A Common Stock | PPurchaseAcquired | +1,381,004 | $0.867 | +$1,197,330.47 | 1,381,004 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.