Harris Joann's Form 4 filing
TPG Inc. (TPG) · filed Feb 29, 2024
- Accession no.
- 0000947871-24-000221
- Filed
- Feb 29, 2024
- Trade date
- Feb 27-29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harris JoannCIK 0001903690 | Officer (Chief Compliance Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Class A Common Stock | MOption exerciseAcquired | +23,745 | $0.00F1 | $0 | 23,745 | Indirect | |
| Feb 29, 2024 | Class A Common Stock | SSaleDisposed | −23,745 | $41.64 | −$988,741.8 | 0 | Indirect | |
| Feb 29, 2024 | Class A Common Stock | SSaleDisposed | −1,739 | $41.64 | −$72,411.96 | 22,860 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Class A Common Stock | MOption exerciseDisposed | −23,745 | $0.00 | $0 | 403,934 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On February 27, 2024, pursuant to the Amended and Restated Exchange Agreement filed by TPG Inc. (the "Issuer") with the Securities and Exchange Commission (the "Commission") on November 2, 2023, the Reporting Person exchanged 23,745 units ("TPH Units") of TPG Partner Holdings, L.P. ("Partner Holdings") for an equal number of shares of Class A common stock ("Class A common stock") of the Issuer.
Referenced by the price of 1 transaction in Table I.
Remarks
(5) Bradford Berenson is signing on behalf of Ms. Harris pursuant to the power of attorney dated January 3, 2022, which was previously filed with the Commission.