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Gordon Carl L's Form 4 filing

Theseus Pharmaceuticals, Inc. (THRX) · filed Jan 21, 2022

Accession no.
0000947871-22-000088
Filed
Jan 21, 2022
Trade date
Jan 19-21, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $1.58M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gordon Carl LCIK 0001282930Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 19, 2022Common StockPPurchaseAcquired+11,521$9.97F1+$114,864.3716,395,756Indirect
Jan 20, 2022Common StockPPurchaseAcquired+35,000$9.95F3+$348,25016,430,756Indirect
Jan 21, 2022Common StockPPurchaseAcquired+111,896$9.97F4+$1,115,603.1216,542,652Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These shares of the Issuer's common stock ("Shares") were purchased in a block order at price of $9.97.

Referenced by the price of 1 transaction in Table I.

F3

These Shares were purchased in a block order at price of $9.95.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average purchase price of the Shares purchased ranging from a low of $9.495 to a high of $10.275 per Share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of Shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)