Fairfax Financial Holdings Ltd's Form 4 filing
Crescent Capital BDC, Inc. (CCAP) · filed Dec 23, 2021
- Accession no.
- 0000947871-21-001316
- Filed
- Dec 23, 2021, 7:29 PM ET
- Trade date
- Dec 22-23, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.69M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fairfax Financial Holdings LtdCIK 0000915191 | 10% Owner |
| Watsa V Prem Et AlCIK 0000938869 | 10% Owner |
| Allied World Assurance Co Holdings, GmbHCIK 0001163348 | 10% Owner |
| Sixty Two Investment Co LtdCIK 0001217251 | 10% Owner |
| Second 1109 Holdco Ltd.CIK 0001275993 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $18.00 to $18.17. The shares sold include 45,595 shares sold by Allied World Assurance Company, Ltd., GmbH ("Allied World") and 17,468 shares sold by Brit Reinsurance (Bermuda) Limited - FAL ("Brit"), which are both wholly-owned subsidiaries of Fairfax Financial Holdings Limited.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $18.00 to $18.29. The shares sold include 21,909 shares sold by Allied World and 8,394 shares sold by Brit.
Referenced by the price of 1 transaction in Table I.