Webb Daniel S.'s Form 4 filing
Aeries Technology, Inc. (AERT) · filed Oct 26, 2021
- Accession no.
- 0000947871-21-001105
- Filed
- Oct 26, 2021
- Trade date
- Oct 22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Webb Daniel S.CIK 0001858710 | Director, Officer (CEO, CFO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Class A ordinary shares | SSaleDisposed | −1,250,000 | –F2 | – | 4,500,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
All Class B ordinary shares reported in this Form 4 were sold at a per share price of $0.005.
Referenced by the price of 1 transaction in Table II.