Perez De La Mesa Manuel J's Form 4 filing
Pool CorpPOOL · filed Aug 2, 2021
- Accession no.
- 0000945841-21-000147
- Filed
- Aug 2, 2021
- Trade date
- May 24-Jul 30, 2021
- Filing delay
- 70 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.15M. It was filed 70 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perez De La Mesa Manuel JCIK 0001230654 | Director, Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +9,086 | $37.13 | +$337,363.18 | 69,706 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −9,086 | $478.01F1 | −$4,343,198.86 | 60,620 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $37.13 | +$371,300 | 70,620 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −505 | $482.29F2 | −$243,556.45 | 70,115 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −716 | $481.46F3 | −$344,725.36 | 69,399 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −8,679 | $480.14F4 | −$4,167,135.06 | 60,720 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −100 | $484.26 | −$48,426 | 60,620 | Direct | |
| Jul 27, 2021 | Common Stock | GGiftDisposed | −2,448 | $0.00 | $0 | 504,882 | Indirect | |
| May 24, 2021 | Common Stock | GGiftAcquired | +65 | $0.00 | $0 | 65 | Indirect | |
| May 24, 2021 | Common Stock | GGiftAcquired | +65 | $0.00 | $0 | 65 | Indirect | |
| May 24, 2021 | Common Stock | GGiftDisposed | −65 | $0.00 | $0 | 342,997 | Indirect | |
| May 24, 2021 | Common Stock | GGiftDisposed | −65 | $0.00 | $0 | 342,932 | Indirect | |
| May 25, 2021 | Common Stock | GGiftDisposed | −65 | $0.00 | $0 | 342,867 | Indirect | |
| May 31, 2021 | Common Stock | GGiftDisposed | −120 | $0.00 | $0 | 342,747 | Indirect | |
| Jul 27, 2021 | Common Stock | GGiftAcquired | +2,448 | $0.00 | $0 | 345,195 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −9,086 | $0.00 | $0 | 18,724 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 8,724 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $478.0000 to $478.2250, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $482.03 to $482.60, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $481.00 to $481.96, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $480.00 to $480.92, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.