Stephens John Charles's Form 4 filing
Pomona Investment Fund · filed Dec 3, 2025
- Accession no.
- 0000945621-25-001165
- Filed
- Dec 3, 2025
- Trade date
- Nov 3, 2025
- Filing delay
- 30 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $115.1K. It was filed 30 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0000945621-25-001211 (Dec 16, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stephens John CharlesCIK 0001925493 | Officer (Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2025 | Common Shares | PPurchaseAcquired | +6,760.13 | $17.03 | +$115,125.01 | 18,709.46 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.