ARK Investment Management LLC's Form 4 filing
ARK Venture Fund · filed Mar 21, 2023
- Accession no.
- 0000945621-23-000158
- Filed
- Mar 21, 2023
- Trade date
- Sep 26-28, 2022
- Filing delay
- 176 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $1.00M. It was filed 176 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ARK Investment Management LLCCIK 0001697748 | 10% Owner, Other: Investment Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +25,164 | $19.87 | +$500,008.68 | 30,164 | Direct | |
| Sep 28, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +25,291 | $19.77 | +$500,003.07 | 55,455 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.