Mills Kevin J's Form 4 filing
Socket Mobile, Inc. (SCKT) · filed May 30, 2023
- Accession no.
- 0000944075-23-000037
- Filed
- May 30, 2023
- Trade date
- May 26, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 5 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mills Kevin JCIK 0001192160 | Director, Officer (President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $0.95 | +$19,000 | 203,666 | Direct | |
| May 26, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $1.89 | +$9,450 | 208,666 | Direct | |
| May 26, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $2.27 | +$45,400 | 228,666 | Direct | |
| May 26, 2023 | Common Stock | MOption exerciseAcquired | +40,000 | $1.90 | +$76,000 | 268,666 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | PPurchaseAcquired | +373,133 | $500,000.00 | +$186,566,500,000 | 492,996 | Direct | Price outlier |
| May 26, 2023 | Common | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 213,975 | Direct | |
| May 26, 2023 | Common | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 208,975 | Direct | |
| May 26, 2023 | Common | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 188,975 | Direct | |
| May 26, 2023 | Common | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 148,975 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.