Mills Kevin J's Form 4 filing
Socket Mobile, Inc. (SCKT) · filed Jul 27, 2021
- Accession no.
- 0000944075-21-000059
- Filed
- Jul 27, 2021
- Trade date
- Jul 23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $169.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mills Kevin JCIK 0001192160 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | XIn-the-money exerciseAcquired | +2,000 | $1.20 | +$2,400 | 158,657 | Direct | |
| Jul 23, 2021 | Common Stock | XIn-the-money exerciseAcquired | +10,000 | $2.36 | +$23,600 | 168,657 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −12,000 | $14.08 | −$168,960 | 156,657 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common | XIn-the-money exerciseDisposed | −2,000 | $0.00 | $0 | 201,757 | Direct | |
| Jul 23, 2021 | Common | XIn-the-money exerciseDisposed | −10,000 | $0.00 | $0 | 191,757 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.