Mastalerz John A Jr's Form 4 filing
Westinghouse Air Brake Technologies Corp (WAB) · filed Aug 2, 2023
- Accession no.
- 0000943452-23-000114
- Filed
- Aug 2, 2023
- Trade date
- Jul 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $869.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mastalerz John A JrCIK 0001599216 | Officer (VP Fin., Corp. Controller, CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock - Direct | MOption exerciseAcquired | +350 | $0.00 | $0 | 14,877 | Direct | |
| Jul 31, 2023 | Common Stock - Direct | MOption exerciseAcquired | +428 | $0.00 | $0 | 15,305 | Direct | |
| Jul 31, 2023 | Common Stock - Direct | MOption exerciseAcquired | +1,190 | $0.00 | $0 | 16,495 | Direct | |
| Jul 31, 2023 | Common Stock - Direct | MOption exerciseAcquired | +786 | $0.00 | $0 | 17,281 | Direct | |
| Jul 31, 2023 | Common Stock - Direct | SSaleDisposed | −2,754 | $118.21 | −$325,550.34 | 14,527 | Direct | |
| Jul 31, 2023 | Common Stock - Direct | SSaleDisposed | −4,599 | $118.21 | −$543,647.79 | 9,928 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −350 | $0.00 | $0 | 0 | Direct | |
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −428 | $0.00 | $0 | 0 | Direct | |
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −1,190 | $0.00 | $0 | 0 | Direct | |
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −786 | $0.00 | $0 | 393 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.