Jain Nalin's Form 4 filing
Westinghouse Air Brake Technologies Corp (WAB) · filed Nov 15, 2022
- Accession no.
- 0000943452-22-000014
- Filed
- Nov 15, 2022
- Trade date
- Nov 14, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $404.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jain NalinCIK 0001802466 | Officer (President, Digital Electronics) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock - Direct | SSaleDisposed | −1,282 | $100.91F1 | −$129,366.62 | 5,156 | Direct | |
| Nov 14, 2022 | Common Stock - Direct | MOption exerciseAcquired | +1,427 | $78.33 | +$111,776.91 | 6,583 | Direct | |
| Nov 14, 2022 | Common Stock - Direct | MOption exerciseAcquired | +801 | $81.21 | +$65,049.21 | 7,384 | Direct | |
| Nov 14, 2022 | Common Stock - Direct | MOption exerciseAcquired | +500 | $66.77 | +$33,385 | 7,884 | Direct | |
| Nov 14, 2022 | Common Stock - Direct | SSaleDisposed | −2,728 | $100.94 | −$275,364.32 | 5,156 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock | MOption exerciseDisposed | −1,427 | $0.00 | $0 | 713 | Direct | |
| Nov 14, 2022 | Common Stock | MOption exerciseDisposed | −801 | $0.00 | $0 | 1,601 | Direct | |
| Nov 14, 2022 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $100.91 to $100.93 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.