Kaufman Scott D's Form 4 filing
Prairie Operating Co. (PROP) · filed Apr 1, 2022
- Accession no.
- 0000939798-22-000005
- Filed
- Apr 1, 2022, 5:22 PM ET
- Trade date
- Mar 30-31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $47.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaufman Scott DCIK 0001312498 | Director, Officer (CEO and President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | SSaleDisposed | −7,000 | $2.71 | −$18,983.3 | 1,202,523 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −11,000 | $2.63 | −$28,966.3 | 1,202,523 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2022 | Common Stock | MOption exerciseDisposed | −357,085 | –F1 | – | 6,250 | Direct | |
| Mar 30, 2022 | Common Stock | CConversionDisposed | −11,000 | –F2 | – | – | Indirect | |
| Mar 31, 2022 | Common Stock | CConversionDisposed | −7,000 | –F2 | – | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
Referenced by the price of 1 transaction in Table II.
- F2
The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175).
Referenced by the price of 2 transactions in Table II.