Fuller Robert B's Form 4 filing
FS Bancorp, Inc. (FSBW) · filed Aug 23, 2021
- Accession no.
- 0000939057-21-000262
- Filed
- Aug 23, 2021
- Trade date
- Aug 19, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $66.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fuller Robert BCIK 0001368780 | Officer (Chief Credit Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | MOption exerciseAcquired | +5,760 | $29.30 | +$168,768 | 36,476 | Direct | |
| Aug 19, 2021 | Common Stock | MOption exerciseAcquired | +2,656 | $24.37 | +$64,726.72 | 39,132 | Direct | |
| Aug 19, 2021 | Common Stock | MOption exerciseAcquired | +1,648 | $21.35 | +$35,184.8 | 40,780 | Direct | |
| Aug 19, 2021 | Common Stock | FTax withholdingDisposed | −10,064 | $33.60 | −$338,150.4 | 30,716 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −1,968 | $33.60 | −$66,124.8 | 28,748 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | MOption exerciseDisposed | −5,760 | $0.00 | $0 | 26,220 | Direct | |
| Aug 19, 2021 | Common Stock | MOption exerciseDisposed | −2,656 | $0.00 | $0 | 23,564 | Direct | |
| Aug 19, 2021 | Common Stock | MOption exerciseDisposed | −1,648 | $0.00 | $0 | 21,916 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.