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Hershey Trust Co Trustee In Trust For Milton Hershey School's Form 4 filing

Hershey Co (HSY) · filed Feb 15, 2023

Accession no.
0000938543-23-000002
Filed
Feb 15, 2023
Trade date
Feb 13-15, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $239.9M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hershey Trust Co Trustee In Trust For Milton Hershey SchoolCIK 000093854310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 13, 2023Common Stock, $1.00 par valueCConversionAcquired+1,000,000$239.91F1+$239,910,0001,000,000Direct
Feb 15, 2023Common Stock, $1.00 par valueSSaleDisposed−1,000,000$239.91F2−$239,910,0000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 13, 2023Common Stock, $1.00 par valueCConversionDisposed−1,000,000$239.91F5−$239,910,00057,112,012Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares received upon conversion of Class B common stock. The conversion price is the market price at the time of conversion and represents the closing price on 02/13/2023.

Referenced by the price of 1 transaction in Table I.

F2

Shares sold by the Milton Hershey School Trust in a private sale to The Hershey Company.

Referenced by the price of 1 transaction in Table I.

F5

The conversion price is the market price at the time of conversion and represents the closing price on 02/13/2023

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)