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Kiani Joe E's Form 4 filing

Masimo Corp (MASI) · filed Nov 16, 2021

Accession no.
0000937556-21-000132
Filed
Nov 16, 2021
Trade date
Nov 12-16, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $11.6M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kiani Joe ECIK 0001228621Director, Officer (CEO and Chairman of the Board)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2021Common StockSSaleDisposed−8,549$300.03F2−$2,564,956.47604,064Indirect
Nov 15, 2021Common StockSSaleDisposed−27,599$301.36F4−$8,317,234.64576,465Indirect
Nov 16, 2021Common StockSSaleDisposed−2,440$300.01F5−$732,024.4574,025Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $300.00 per share to a high of $300.29 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $300.00 per share to a high of $303.49 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $300.00 per share to a high of $300.40 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)