Kiani Joe E's Form 4 filing
Masimo Corp (MASI) · filed Nov 2, 2021
- Accession no.
- 0000937556-21-000128
- Filed
- Nov 2, 2021
- Trade date
- Oct 29-Nov 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $13.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kiani Joe ECIK 0001228621 | Director, Officer (CEO and Chairman of the Board) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | SSaleDisposed | −18,967 | $290.97F2 | −$5,518,827.99 | 11,652 | Indirect | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −3,429 | $290.08F4 | −$994,684.32 | 8,223 | Indirect | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −8,223 | $291.46F5 | −$2,396,675.58 | 0 | Indirect | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −15,223 | $291.46F5 | −$4,436,895.58 | 616,986 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $290.00 per share to a high of $292.60 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $290.00 per share to a high of $290.27 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $290.00 per share to a high of $292.71 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.