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Whitmore Bradford T's Form 4 filing

Solesence, Inc.SLSN · filed Jun 1, 2023

Accession no.
0000933430-23-000005
Filed
Jun 1, 2023
Trade date
May 30-Jun 1, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $19.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Whitmore Bradford TCIK 000093343010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 30, 2023Common StockPPurchaseAcquired+8,200$1.18F1+$9,67630,312,821Direct
May 31, 2023Common StockPPurchaseAcquired+7,700$1.18F2+$9,08630,320,521Direct
Jun 1, 2023Common StockPPurchaseAcquired+500$1.21F3+$60530,321,021Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1125 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1739 to $1.2226. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)