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Whitmore Bradford T's Form 4/A amendment

Amended

Solesence, Inc. (SLSN) · filed Dec 16, 2022

Accession no.
0000933430-22-000011
Filed
Dec 16, 2022
Trade date
Dec 15, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Dec 15, 2022

This filing lists 1 non-derivative transaction. Open-market purchases total $330.5K. It was filed 1 day after the trade.

This amendment replaces 0000933430-22-000010 (filed Dec 15, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Whitmore Bradford TCIK 000093343010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2022Common StockPPurchaseAcquired+300,488$1.10F1+$330,536.830,237,731Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.195. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Referenced by the price of 1 transaction in Table I.

F2

As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.

F3

The number of securities beneficially owned were incorrectly reported as 41,454 in the original filing made on 12/15/2022.

Read the full filing on SEC EDGAR (opens in a new tab)