Whitmore Bradford T's Form 4 filing
Solesence, Inc.SLSN · filed Nov 18, 2022
- Accession no.
- 0000933430-22-000007
- Filed
- Nov 18, 2022
- Trade date
- Nov 16-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $185.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitmore Bradford TCIK 0000933430 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock | PPurchaseAcquired | +12,625 | $1.40F1 | +$17,675 | 29,637,915 | Direct | |
| Nov 17, 2022 | Common Stock | PPurchaseAcquired | +47,160 | $1.38F2 | +$65,080.8 | 29,685,075 | Direct | |
| Nov 18, 2022 | Common Stock | PPurchaseAcquired | +73,400 | $1.40F3 | +$102,760 | 29,758,475 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.395 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.