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Guarino Carl's Form 4 filing

SEI Investments Co (SEIC) · filed Jul 30, 2026

Accession no.
0000929638-26-002842
Filed
Jul 30, 2026, 4:05 PM ET
Trade date
Jul 28, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.03M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Guarino CarlCIK 0001191720Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 28, 2026Common StockMOption exerciseAcquired+5,000$49.63+$248,15023,308Direct
Jul 28, 2026Common StockMOption exerciseAcquired+5,000$49.63+$248,15028,308Direct
Jul 28, 2026Common StockSSaleDisposed−10,000$103.20−$1,031,95018,308Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 28, 2026Common StockMOption exerciseDisposed−5,000––0Direct
Jul 28, 2026Common StockMOption exerciseDisposed−5,000––0Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)